Transaction #5348 · Form 4 · 0001607570-25-000005
NORTHERN TRUST CORP · Exercise / conversion · Common Stock
NORTHERN TRUST CORP · Transacted November 4, 2025 · Filed November 5, 2025
What does this filing report?
An SEC Form 4 filing for NORTHERN TRUST CORP records an exercise / conversion involving Common Stock on November 4, 2025. The reported quantity was 27,591. The filing date is November 5, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- NORTHERN TRUST CORP
- Company CIK
- 0000073124
- Security type
- Non-derivative
- Acquisition type
- Exercise / conversion · Code M
- Quantity acquired
- 27,591
- Reported price
- 58.25
- Reference value
- 1,607,175.75
- Currency
- Currency not specified
- Ownership
- Direct
- Holdings after transaction
- 75,848
- Ownership description
- Not reported
- SEC acceptance time
- Nov 5, 2025, 4:19 PM EST
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- Levy Susan Cohen ↗
EVP and General Counsel
CIK 0001607570
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
This transaction is not mapped to a specific company listing.
Filing footnotes & remarks
- F1
- Includes 15,807 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- F2
- Reflects the August 11, 2025 transfer of 12,795 shares directly held by the reporting person into the reporting person's existing irrevocable trust.
- F3
- On September 3, 2025, the reporting person's 2023 grantor retained annuity trust ("GRAT") distributed 14,750 shares of the Corporation's common stock to the reporting person's existing brokerage account as an annuity payment in accordance with the terms of the GRAT instrument.
- F4
- On September 3, 2025, the reporting person's 2024 GRAT distributed 17,700 shares of the Corporation's common stock to the reporting person's existing brokerage account as an annuity payment in accordance with the terms of the GRAT instrument.
- F5
- Price reflects the weighted average sales price from $127.49 to $128.49. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- F6
- Price reflects the weighted average sales price from $128.50 to $129.24. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- F7
- On September 4, 2025, the reporting person's 2023 GRAT distributed 10,480 shares of the Corporation's common stock to the reporting person's existing irrevocable trust as a final annuity payment in accordance with the terms of the GRAT instrument.
- F8
- The reporting person's spouse is trustee of this trust.
- F9
- This option became exercisable in four equal annual installments beginning 2/16/2017.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.