Transaction #5688 · Form 4 · 0001269949-25-000005
AMERIPRISE FINANCIAL INC · Stock award · Phantom Stock (Retainer Deferral)
AMERIPRISE FINANCIAL INC · Transacted November 4, 2025 · Filed November 6, 2025
What does this filing report?
An SEC Form 4 filing for AMERIPRISE FINANCIAL INC records a stock award involving Phantom Stock (Retainer Deferral) on November 4, 2025. The reported quantity was 45.6305. The filing date is November 6, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- AMERIPRISE FINANCIAL INC
- Company CIK
- 0000820027
- Security type
- Derivative
- Acquisition type
- Stock award · Code A
- Quantity acquired
- 45.6305
- Reported price
- 452
- Reference value
- 20,624.986
- Currency
- Currency not specified
- Ownership
- Direct
- Holdings after transaction
- 3,766.2747
- Ownership description
- Not reported
- SEC acceptance time
- Nov 6, 2025, 4:16 PM EST
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- WILLIAMS CHRISTOPHER J ↗
Director
CIK 0001269949
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
This transaction is not mapped to a specific company listing.
Derivative terms
- Underlying security
- Common Stock
- Underlying quantity
- 45.6305
- Conversion / exercise price
- Not reported
- Exercise date
- Not reported
- Expiration date
- Not reported
Filing footnotes & remarks
- F1
- Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
- F2
- Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.