Transaction #6392 · Form 4 · 0001171200-25-000273
Marygold Companies, Inc. · Exercise / conversion · Series B, Convertible, Voting, Preferred Stock
Marygold Companies, Inc. · Transacted September 8, 2010 · Filed November 10, 2025
What does this filing report?
An SEC Form 4 filing for Marygold Companies, Inc. records an exercise / conversion involving Series B, Convertible, Voting, Preferred Stock on September 8, 2010. The reported quantity was 11,670. The filing date is November 10, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- Marygold Companies, Inc.
- Company CIK
- 0001005101
- Security type
- Derivative
- Acquisition type
- Exercise / conversion · Code M
- Quantity acquired
- 11,670
- Reported price
- 0.24
- Reference value
- 2,800.8
- Currency
- Currency not specified
- Ownership
- Direct
- Holdings after transaction
- 11,670
- Ownership description
- Not reported
- SEC acceptance time
- Nov 10, 2025, 12:07 PM EST
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- Gonzalez Matt ↗
Director
CIK 0001580544
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
This transaction is not mapped to a specific company listing.
Derivative terms
- Underlying security
- Common Stock
- Underlying quantity
- 233,400
- Conversion / exercise price
- Not reported
- Exercise date
- Not reported
- Expiration date
- Not reported
Filing footnotes & remarks
- F1
- Restricted shares granted on November 7, 2025, as compensation for services as a director for the period November 7, 2025 through November 6, 2026. [#] shares vested on November 7, 2025, and monthly thereafter and fully vesting on October 7, 2026.
- F2
- The shares of Series B convertible, Voting, Preferred Stock ("Series B Preferred Stock") are owned by a general partnership of which the reporting person is a 50% partner. Each share of series B Preferred Stock is convertible at any time into 20 shares of common stock, $0.001 par value per share, of the issuer and without payment of additional consideration therefore.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.