Transaction #6597 · Form 4 · 0001437749-25-034141
SMITH MICRO SOFTWARE, INC. · Stock award · Common stock purchase warrant
SMITH MICRO SOFTWARE, INC. · Transacted November 7, 2025 · Filed November 10, 2025
What does this filing report?
An SEC Form 4 filing for SMITH MICRO SOFTWARE, INC. records a stock award involving Common stock purchase warrant on November 7, 2025. The reported quantity was 2,236,136. The filing date is November 10, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- SMITH MICRO SOFTWARE, INC.
- Company CIK
- 0000948708
- Security type
- Derivative
- Acquisition type
- Stock award · Code A
- Quantity acquired
- 2,236,136
- Reported price
- Not reported · See footnotes
- Reference value
- Not reported
- Currency
- Currency not specified
- Ownership
- Indirect
- Holdings after transaction
- 2,236,136
- Ownership description
- Smith Living Trust
- SEC acceptance time
- Nov 10, 2025, 6:22 PM EST
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- SMITH WILLIAM W JR ↗
President and CEO · Director · 10% owner
CIK 0001251368
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
This transaction is not mapped to a specific company listing.
Derivative terms
- Underlying security
- Common stock
- Underlying quantity
- 2,236,136
- Conversion / exercise price
- 0.6708
- Exercise date
- Not reported
- Expiration date
- Not reported
Filing footnotes & remarks
- F1
- Pursuant to a Securities Purchase Agreement dated November 5, 2025, between Smith Micro Software, Inc. (the "Company") and the Purchaser parties thereto, Smith Living Trust (for which William W. Smith, Jr. serves as co-trustee) agreed to purchase 2,236,136 shares of common stock, together with a warrant to purchase an equal number of shares of common stock, at a purchase price of $0.6708 per share. The purchase was completed and the securities were issued on November 7, 2025.
- F2
- The warrant will become exercisable upon the date that it is approved by the Company's stockholders in accordance with applicable Nasdaq rules (the "Stockholder Approval Date").
- F3
- Five (5) years after the Stockholder Approval Date.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.