Transaction #6621 · Form 4 · 0001515154-25-000007

ROCKWELL AUTOMATION, INC · Exercise / conversion · Common Stock

ROCKWELL AUTOMATION, INC · Transacted November 6, 2025 · Filed November 10, 2025

Original SEC filing ↗

What does this filing report?

An SEC Form 4 filing for ROCKWELL AUTOMATION, INC records an exercise / conversion involving Common Stock on November 6, 2025. The reported quantity was 61,700. The filing date is November 10, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.

The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.

Transaction details

Company CIK
0001024478
Security type
Non-derivative
Acquisition type
Exercise / conversion · Code M
Quantity acquired
61,700
Reported price
136.4
Reference value
8,415,880
Currency
Currency not specified
Ownership
Indirect
Holdings after transaction
145,573
Ownership description
By Family Trust
SEC acceptance time
Nov 10, 2025, 6:48 PM EST
10b5-1 indication
Indicated in filing

Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.

Reporting owners

These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.

Company listings

ROK · NYSE · linked security

The linked listing is identified separately from other current company listings.

Filing footnotes & remarks

F1
Shares exercised and sold pursuant to a Rule 10b5-1 trading plan enter into on 5/30/2025.
F2
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $390.00 to $390.79. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F3
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $391.36 to $391.87. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price
F4
Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 9/30/2025. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.

This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.