Transaction #688 · Form 4 · 0001885330-25-000003
ESS Tech, Inc. · Stock award · Common Stock
ESS Tech, Inc. · Transacted October 13, 2025 · Filed October 15, 2025
What does this filing report?
An SEC Form 4 filing for ESS Tech, Inc. records a stock award involving Common Stock on October 13, 2025. The reported quantity was 13,513. The filing date is October 15, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- ESS Tech, Inc.
- Company CIK
- 0001819438
- Security type
- Non-derivative
- Acquisition type
- Stock award · Code A
- Quantity acquired
- 13,513
- Reported price
- 0
- Reference value
- 0
- Currency
- Currency not specified
- Ownership
- Direct
- Holdings after transaction
- 27,859
- Ownership description
- Not reported
- SEC acceptance time
- Oct 15, 2025, 4:46 PM EDT
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- Hossfeld Rich ↗
Director
CIK 0001885330
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
The linked listing is identified separately from other current company listings.
Filing footnotes & remarks
- F1
- The reported shares are represented by restricted stock units ("RSUs") which vest on the earlier of (i) May 17, 2025 or (ii) the day prior to the next annual meeting of stockholders. The Reporting Person has elected to defer the settlement of these RSUs to a date within 30 days of the earlier of (i) his or her separation of service from the Issuer within the meaning of Section 409A of the Internal Revenue Code (Section 409A) or (ii) the date on which a change of control (as defined in the Issuer's plan) occurs, provided that such transaction qualifies as a change of control within the meaning of Section 409A.
- F2
- A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.