Transaction #7478 · Form 4 · 0001900919-25-000005
STEM, INC. · Exercise / conversion · Common Stock, Par Value $0.0001 Per Share
STEM, INC. · Transacted November 7, 2025 · Filed November 12, 2025
What does this filing report?
An SEC Form 4 filing for STEM, INC. records an exercise / conversion involving Common Stock, Par Value $0.0001 Per Share on November 7, 2025. The reported quantity was 5,750. The filing date is November 12, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- STEM, INC.
- Company CIK
- 0001758766
- Security type
- Non-derivative
- Acquisition type
- Exercise / conversion · Code M
- Quantity acquired
- 5,750
- Reported price
- Not reported · See footnotes
- Reference value
- Not reported
- Currency
- Currency not specified
- Ownership
- Direct
- Holdings after transaction
- 5,750
- Ownership description
- Not reported
- SEC acceptance time
- Nov 12, 2025, 4:24 PM EST
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- Shukla Rahul ↗
Chief Accounting Officer
CIK 0001900919
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
This transaction is not mapped to a specific company listing.
Filing footnotes & remarks
- F1
- Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis.
- F2
- Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
- F3
- On October 10, 2024 the reporting person was granted 5,750 RSUs, vesting 100% on November 7, 2025.
Remarks
Exhibit 24 - Power of Attorney
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.