Transaction #7780 · Form 4 · 0001193125-25-280197

Regional Management Corp. · Exercise / conversion · Common Stock

Regional Management Corp. · Transacted November 10, 2025 · Filed November 13, 2025

Original SEC filing ↗

What does this filing report?

An SEC Form 4 filing for Regional Management Corp. records an exercise / conversion involving Common Stock on November 10, 2025. The reported quantity was 12,379. The filing date is November 13, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.

The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.

Transaction details

Company CIK
0001519401
Security type
Non-derivative
Acquisition type
Exercise / conversion · Code M
Quantity acquired
12,379
Reported price
17.08
Reference value
211,433.32
Currency
Currency not specified
Ownership
Direct
Holdings after transaction
62,697
Ownership description
Not reported
SEC acceptance time
Nov 13, 2025, 4:15 PM EST
10b5-1 indication
Not indicated

Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.

Reporting owners

These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.

Company listings

RM · NYSE · linked security

The linked listing is identified separately from other current company listings.

Filing footnotes & remarks

F1
Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer (1) for the payment of the exercise price based on the market price of the issuer's common stock at the time of the option exercise on November 10, 2025; and (2) in satisfaction of tax withholding obligations upon the exercise of the stock options. These are non-market transactions.
F2
Represents the closing market price of the issuer's common stock at the time of the option exercise on November 10, 2025.
F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.06 to $38.38, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.
F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.15 to $39.11, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.
F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.17 to $39.47, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.
F6
The option vested and became exercisable in three equal installments on each of December 31, 2016, December 31, 2017, and December 31, 2018. The option is now fully exercisable.

Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.

This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.