Transaction #8056 · Form 4 · 0001832812-25-000003
Upstart Holdings, Inc. · Purchase · Common Stock
Upstart Holdings, Inc. · Transacted November 11, 2025 · Filed November 13, 2025
What does this filing report?
An SEC Form 4 filing for Upstart Holdings, Inc. records a purchase involving Common Stock on November 11, 2025. The reported quantity was 20,000. The filing date is November 13, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- Upstart Holdings, Inc.
- Company CIK
- 0001647639
- Security type
- Non-derivative
- Acquisition type
- Purchase · Code P
- Quantity acquired
- 20,000
- Reported price
- 39.22 · See footnotes
- Reference value
- 784,400
- Currency
- Currency not specified
- Ownership
- Indirect
- Holdings after transaction
- 20,000
- Ownership description
- by trust
- SEC acceptance time
- Nov 13, 2025, 4:31 PM EST
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- Gu Paul ↗
Chief Technology Offier · Director
CIK 0001832812
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
The linked listing is identified separately from other current company listings.
Filing footnotes & remarks
- F1
- This purchase was matchable under Section 16(b) of the Securities Exchange Act of 1934 with a sale of 5,000 shares by the Reporting Person on September 2, 2025. The Reporting Person has remitted the resulting short-swing profits to the Company, which were $148,255.06.
- F2
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.89 to $39.39. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
- F3
- The reportable securities are owned by THE GU QIAO FAMILY TRUST, of which the Reporting Person is the trustee.
- F4
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.93 to $39.40. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
- F5
- The reportable securities are owned directly by JECCO, LLC of which the Reporting Person is a managing member.
- F6
- Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
- F7
- The reportable securities are owned by THE PAUL XINQUAN GU 2021 GIFTING TRUST, of which the Reporting Person is a trustee.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.