Finance of America Companies Inc. · Stock award · Class B Units of Finance of America Equity Capital LLC

What does this filing report?

An SEC Form 4 filing for Finance of America Companies Inc. records a stock award involving Class B Units of Finance of America Equity Capital LLC on November 12, 2025. The reported quantity was 400,000. The filing date is November 14, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.

The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.

Derivative terms

Underlying security

Class A Common Stock

Underlying quantity

Not reported

Conversion / exercise price

Not reported

Exercise date

Not reported

Expiration date

November 12, 2030

Filing footnotes & remarks

F1

These Class B Units of Finance of America Equity Capital LLC ("FOAEC") will vest upon the occurrence of the consummation of a Change in Control (as defined in the Issuer's 2021 Omnibus Incentive Plan), subject to the Reporting Person's continued employment. Upon vesting, each Class B Unit will automatically convert into a number of Class A Units of FOAEC having a fair market value equal to the Spread Value (if any) of each Class B Unit; provided that the Issuer's Board of Directors may elect, in its discretion, to settle such Spread Value in cash, in Class A Units or any combination thereof. The "Spread Value" is equal to the excess (if any) of the fair market value of the Issuer's Class A Common Stock ("Common Stock") as of the vesting date over $23.01. Upon vesting and converting into Class A Units of FOAEC, each such Class A Unit will be exchangeable for a share of Common Stock on a one-for-one basis on the vesting date, at the election of the Reporting Person.

Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.