Transaction #8640 · Form 4 · 0000101984-25-000238
UNIVERSAL ELECTRONICS INC · Stock award · Performance Stock Units
UNIVERSAL ELECTRONICS INC · Transacted November 13, 2025 · Filed November 17, 2025
What does this filing report?
An SEC Form 4 filing for UNIVERSAL ELECTRONICS INC records a stock award involving Performance Stock Units on November 13, 2025. The reported quantity was 150,000. The filing date is November 17, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- UNIVERSAL ELECTRONICS INC
- Company CIK
- 0000101984
- Security type
- Derivative
- Acquisition type
- Stock award · Code A
- Quantity acquired
- 150,000
- Reported price
- 0
- Reference value
- 0
- Currency
- Currency not specified
- Ownership
- Direct
- Holdings after transaction
- 242,433
- Ownership description
- Not reported
- SEC acceptance time
- Nov 17, 2025, 11:59 AM EST
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- Carnifax Richard K ↗
COO and Interim CEO
CIK 0001938060
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
This transaction is not mapped to a specific company listing.
Derivative terms
- Underlying security
- Common Stock
- Underlying quantity
- 150,000
- Conversion / exercise price
- Not reported
- Exercise date
- Not reported
- Expiration date
- Not reported
Filing footnotes & remarks
- F1
- Each performance stock unit represents a contingent right to receive one share of UEI common stock.
- F2
- The performance stock unit award was approved and granted by the Compensation Committee of the Board of Directors on November 13, 2025. The performance stock unit award will vest in three tranches with one stock market condition and three service conditions. Each tranche will vest only when both the stock price market and service conditions have been achieved. The stock price market condition must be met on or by the fifth anniversary of the grant (November 13, 2030). Any unvested tranche will expire at close of business on November 13, 2030.
- F3
- This figure represents an aggregate number of performance stock units held by Reporting Person.
- F4
- Exercise Price Determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- F5
- The stock option award was approved and granted by the Compensation Committee of the Board of Directors on November 13, 2025. The stock option award will vest over a 3-year vesting schedule with 33.33% on November 13, 2026, 33.33% on November 13, 2027 and the remainder vesting on November 13, 2028. The stock option award will expire on the tenth anniversary of the grant date (November 13, 2035).
- F6
- This figure represents an aggregate number of stock options held by Reporting Person.
- F7
- Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
- F8
- The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.
- F9
- This figure represents an aggregate number of restricted stock units held by Reporting Person.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.