Transaction #8939 · Form 4 · 0001610717-25-000382

CODEXIS, INC. · Stock award · Stock Option (Right to Buy)

CODEXIS, INC. · Transacted November 13, 2025 · Filed November 17, 2025

Original SEC filing ↗

What does this filing report?

An SEC Form 4 filing for CODEXIS, INC. records a stock award involving Stock Option (Right to Buy) on November 13, 2025. The reported quantity was 500,000. The filing date is November 17, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.

The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.

Transaction details

Company CIK
0001200375
Security type
Derivative
Acquisition type
Stock award · Code A
Quantity acquired
500,000
Reported price
0
Reference value
0
Currency
Currency not specified
Ownership
Direct
Holdings after transaction
500,000
Ownership description
Not reported
SEC acceptance time
Nov 17, 2025, 5:11 PM EST
10b5-1 indication
Not indicated

Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.

Reporting owners

These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.

Company listings

CDXS · Nasdaq

This transaction is not mapped to a specific company listing.

Derivative terms

Underlying security
Common Stock
Underlying quantity
500,000
Conversion / exercise price
1.63
Exercise date
Not reported
Expiration date
November 13, 2035

Filing footnotes & remarks

F1
These restricted stock units vest as to 1/3rd of the shares on each annual anniversary of the grant date, subject to the Reporting Person's continued employment through the applicable vesting dates.
F2
Includes 145,208 restricted stock units.
F3
This option vests and becomes exercisable with respect to 25% of the shares subject thereto on the first anniversary of the grant date, and with respect to 1/48th of the original number of shares subject thereto on each monthly anniversary thereafter, subject to the Reporting Person's continued employment through the applicable vesting dates.

Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.

This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.