Transaction #19110 · Form 4 · 0001398344-25-022415
Total Return Securities Fund · Exercise / conversion · Common Stock
Total Return Securities Fund · Transacted December 11, 2025 · Filed December 12, 2025
What does this filing report?
An SEC Form 4 filing for Total Return Securities Fund records an exercise / conversion involving Common Stock on December 11, 2025. The reported quantity was 35,064. The filing date is December 12, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- Total Return Securities Fund
- Company CIK
- 0000813623
- Security type
- Non-derivative
- Acquisition type
- Exercise / conversion · Code M
- Quantity acquired
- 35,064
- Reported price
- 6.07
- Reference value
- 212,838.48
- Currency
- Currency not specified
- Ownership
- Direct
- Holdings after transaction
- 35,128
- Ownership description
- Not reported
- SEC acceptance time
- Dec 12, 2025, 5:14 PM EST
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- Dakos Andrew ↗
President and CEO · Director
CIK 0001341021
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
The linked listing is identified separately from other current company listings.
Filing footnotes & remarks
- F1
- Non-transferable rights were issued to holders of record of shares of common stock of the Issuer as of November 14, 2025 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every right received by the holder entitled such holder to purchase one share of common stock and holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.
- F2
- Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.