Transaction #2214 · Form 4 · 0001437749-25-031558
PATRIOT NATIONAL BANCORP INC · Exercise / conversion · Voting Common Stock
PATRIOT NATIONAL BANCORP INC · Transacted October 16, 2025 · Filed October 23, 2025
What does this filing report?
An SEC Form 4 filing for PATRIOT NATIONAL BANCORP INC records an exercise / conversion involving Voting Common Stock on October 16, 2025. The reported quantity was 2,000,000. The filing date is October 23, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- PATRIOT NATIONAL BANCORP INC
- Company CIK
- 0001098146
- Security type
- Non-derivative
- Acquisition type
- Exercise / conversion · Code M
- Quantity acquired
- 2,000,000
- Reported price
- Not reported · See footnotes
- Reference value
- Not reported
- Currency
- Currency not specified
- Ownership
- Indirect
- Holdings after transaction
- 9,019,978
- Ownership description
- By Steven and Ainslie Sugarman Living Trust
- SEC acceptance time
- Oct 23, 2025, 6:02 AM EDT
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- Sugarman Steven ↗
President and CEO · Director
CIK 0001504590
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
This transaction is not mapped to a specific company listing.
Filing footnotes & remarks
- F1
- Represents the conversion of 2,000,000 shares of Patriot National Bancorp, Inc.'s (the "Issuer") non-voting common stock into 2,000,000 shares of the Issuer's voting common stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation. No consideration was paid in connection with the conversion.
- F2
- The Trust is a revocable living trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are the trustees of the Trust.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.