Transaction #22879 · Form 4 · 0001437749-26-032768

PATRIOT NATIONAL BANCORP INC · Stock award · Restricted Stock Units

PATRIOT NATIONAL BANCORP INC · Transacted October 14, 2026 · Filed October 16, 2026

Original SEC filing ↗

What does this filing report?

An SEC Form 4 filing for PATRIOT NATIONAL BANCORP INC records a stock award involving Restricted Stock Units on October 14, 2026. The reported quantity was 293,098. The filing date is October 16, 2026. This is one transaction record; amounts are not allocated among any joint reporting owners.

The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.

Transaction details

Company CIK
0001098146
Security type
Derivative
Acquisition type
Stock award · Code A
Quantity acquired
293,098
Reported price
0
Reference value
0
Currency
Currency not specified
Ownership
Direct
Holdings after transaction
426,982
Ownership description
Not reported
SEC acceptance time
Oct 16, 2026, 10:57 AM EDT
10b5-1 indication
Not indicated

Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.

Reporting owners

These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.

Company listings

PNBK · Nasdaq

This transaction is not mapped to a specific company listing.

Derivative terms

Underlying security
Voting Common Stock
Underlying quantity
293,098
Conversion / exercise price
0
Exercise date
October 14, 2027
Expiration date
October 14, 2027

Filing footnotes & remarks

F1
The Trust is a revocable living trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are the trustees of the Trust.
F2
On October 14, 2026, pursuant to the Reporting Person's employment agreement with the Issuer, effective as of March 20, 2025 (the "Employment Agreement"), the Reporting Person was granted 293,098 RSUs as a quarterly equity award for the third quarter of 2026. Such RSUs will vest in twelve (12) equal monthly installments commencing on October 14, 2026 and ending on October 14, 2027. Pursuant to the terms of the Employment Agreement, the RSUs are subject to a one-year restricted period expiring on October 14, 2027 and will be settled on the date of expiration of the restricted period

Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.

This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.