Transaction #276 · Form 4 · 0001398344-25-019148

RIVERNORTH OPPORTUNITIES FUND, INC. · Other acquisition · Common Stock

RIVERNORTH OPPORTUNITIES FUND, INC. · Transacted October 10, 2025 · Filed October 14, 2025

Original SEC filing ↗

What does this filing report?

An SEC Form 4 filing for RIVERNORTH OPPORTUNITIES FUND, INC. records an other acquisition involving Common Stock on October 10, 2025. The reported quantity was 25,599. The filing date is October 14, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.

The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.

Transaction details

Company CIK
0001501072
Security type
Non-derivative
Acquisition type
Other acquisition · Code J
Quantity acquired
25,599
Reported price
11.95
Reference value
305,908.05
Currency
Currency not specified
Ownership
Direct
Holdings after transaction
102,395
Ownership description
Not reported
SEC acceptance time
Oct 14, 2025, 4:20 PM EDT
10b5-1 indication
Not indicated

Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.

Reporting owners

These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.

Company listings

RIV · NYSERIV-PA · NYSE

This transaction is not mapped to a specific company listing.

Filing footnotes & remarks

F1
The shares were acquired from rights offering.

Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.

This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.