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Company profile

RIVERNORTH OPPORTUNITIES FUND, INC. insider acquisitions

Company CIK 0001501072 · Reported insider acquisitions and filing context.

Company filings at SEC ↗
RIV · NYSERIV-PA · NYSE

These are company listings. A transaction is linked to a particular security only when the filing provides enough information.

Company activity summary

By transaction date, as of October 22, 2026.

7 days30 days90 daysOverlapping periods · securities and currencies kept separate
30-day company acquisitions grouped by security, category, original code, and currency.
Type / codeReported securityTransactionsKnown purchase valueMissing amounts
Other acquisitionCode JCommon Shares of Beneficial InterestNon-derivative · Currency not specified3Not applicable0
Other acquisitionCode JCommon StockNon-derivative · Currency not specified1Not applicable0

Known purchase value sums available amounts for non-derivative purchases only. Missing amounts are excluded. “Currency not specified” does not establish that the amounts share a currency. These summaries use all matching loaded records, while the timeline below covers only the current page.

Transaction timeline

Who reported an acquisition, and when the transaction occurred.

Reported acquisitions by transaction dateEach row is a reporting owner. Select a marker to open its transaction details. Jointly reported transactions appear for each associated reporting owner, without dividing quantities or amounts.Swanson DavidSwanson DavidRiverNorth Strategic Holdings, LLCRiverNorth Strategic Hold…Galley Patrick W.Galley Patrick W.O'Neill Stephen AndrewO'Neill Stephen AndrewRaio JerryRaio JerrySwanson David · September 24, 2026 · Other acquisition · Common Shares of Beneficial InterestRiverNorth Strategic Holdings, LLC · September 24, 2026 · Other acquisition · Common StockGalley Patrick W. · September 24, 2026 · Other acquisition · Common Shares of Beneficial InterestO'Neill Stephen Andrew · September 24, 2026 · Other acquisition · Common Shares of Beneficial InterestO'Neill Stephen Andrew · October 10, 2025 · Other acquisition · Common Shares of Beneficial InterestRaio Jerry · October 10, 2025 · Other acquisition · Common Shares of Beneficial InterestRiverNorth Strategic Holdings, LLC · October 10, 2025 · Other acquisition · Common StockGalley Patrick W. · October 10, 2025 · Other acquisition · Common Shares of Beneficial InterestOct 10, 2025Sep 24, 2026
PurchaseStock awardGift receivedExercise / conversionConversionOther acquisition

8 dated transactions · 5 of 5 reporting owners shown. Select one owner to focus the chart.

View timeline as a table
Transaction dateCompany / securityReporting ownersAcquisition type
Sep 24, 2026RIVERNORTH OPPORTUNITIES FUND, INC.Common Shares of Beneficial InterestSwanson DavidOther acquisition
Sep 24, 2026RIVERNORTH OPPORTUNITIES FUND, INC.Common StockRiverNorth Strategic Holdings, LLCOther acquisition
Sep 24, 2026RIVERNORTH OPPORTUNITIES FUND, INC.Common Shares of Beneficial InterestGalley Patrick W.Other acquisition
Sep 24, 2026RIVERNORTH OPPORTUNITIES FUND, INC.Common Shares of Beneficial InterestO'Neill Stephen AndrewOther acquisition
Oct 10, 2025RIVERNORTH OPPORTUNITIES FUND, INC.Common Shares of Beneficial InterestO'Neill Stephen AndrewOther acquisition
Oct 10, 2025RIVERNORTH OPPORTUNITIES FUND, INC.Common Shares of Beneficial InterestRaio JerryOther acquisition
Oct 10, 2025RIVERNORTH OPPORTUNITIES FUND, INC.Common StockRiverNorth Strategic Holdings, LLCOther acquisition
Oct 10, 2025RIVERNORTH OPPORTUNITIES FUND, INC.Common Shares of Beneficial InterestGalley Patrick W.Other acquisition

Only transactions on this page are shown. Date windows end on the latest transaction date in this sample. Joint filings may appear on more than one row. Sales are not included. Share-price charts use a separate data source.

Share price & reported acquisitions

Daily closing prices from a separate source. The date window above also filters prices; reporting-owner and transaction-type selections filter the markers.

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Currency not specified. A marker uses that day's closing price, not the reported transaction price. No price is substituted for a missing trading day.

Reported acquisitions

Filing-date filters apply to the list and timeline. The summary above uses transaction dates.

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Reported insider acquisitions, ordered by filing date, newest first. Currency is shown only when reported.
Filed / transactedReporting ownersType / securityQuantityPrice / reference valueDetails
Trade: Other acquisitionCommon Shares of Beneficial InterestNon-derivative security · Code J45910.49Value: 4,814.91Currency not specifiedView ↗
Trade: Other acquisitionCommon StockNon-derivative security · Code J2,272,72810.49Value: 23,840,916.72Currency not specifiedView ↗
Trade:
Galley Patrick W.President · Director
Other acquisitionCommon Shares of Beneficial InterestNon-derivative security · Code J219,70810.49Value: 2,304,736.92Currency not specifiedView ↗
Trade:
O'Neill Stephen AndrewPortfolio Manager
Other acquisitionCommon Shares of Beneficial InterestNon-derivative security · Code J10,00010.49Value: 104,900Currency not specifiedView ↗
Trade:
O'Neill Stephen AndrewPortfolio Manager
Other acquisitionCommon Shares of Beneficial InterestNon-derivative security · Code J15,00011.95Value: 179,250Currency not specifiedView ↗
Trade:
Raio JerryDirector
Other acquisitionCommon Shares of Beneficial InterestNon-derivative security · Code J3,83411.95Value: 45,816.3Currency not specifiedView ↗
Trade: Other acquisitionCommon StockNon-derivative security · Code J25,59911.95Value: 305,908.05Currency not specifiedView ↗
Trade:
Galley Patrick W.President · Director
Other acquisitionCommon Shares of Beneficial InterestNon-derivative security · Code J112,21311.95Value: 1,340,945.35Currency not specifiedView ↗

Reporting owners are associated with a filing. Jointly reported amounts are not allocated to individual owners. Historical coverage is still being built. Read the methodology →