Transaction #3828 · Form 4 · 0001193125-25-262756
Moelis & Co · Exercise / conversion · Class A Common Stock
Moelis & Co · Transacted October 30, 2025 · Filed November 3, 2025
What does this filing report?
An SEC Form 4 filing for Moelis & Co records an exercise / conversion involving Class A Common Stock on October 30, 2025. The reported quantity was 73. The filing date is November 3, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- Moelis & Co
- Company CIK
- 0001596967
- Security type
- Non-derivative
- Acquisition type
- Exercise / conversion · Code M
- Quantity acquired
- 73
- Reported price
- Not reported · See footnotes
- Reference value
- Not reported
- Currency
- Currency not specified
- Ownership
- Direct
- Holdings after transaction
- 209,310
- Ownership description
- Not reported
- SEC acceptance time
- Nov 3, 2025, 5:04 PM EST
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- MOELIS KENNETH ↗
Executive Chairman · Director
CIK 0001604686
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
This transaction is not mapped to a specific company listing.
Filing footnotes & remarks
- F1
- The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Group Units were exchanged for Class A common stock by certain selling Stockholders.
- F2
- Mr. Moelis' ownership of 209,310 shares of Class A common stock is in addition to (i) 683,657 units of unvested or restricted equity granted to Mr. Moelis as incentive compensation for fiscal years 2020 through 2024, (ii) 318,796 units of unvested equity granted to Mr. Moelis in February, 2025 pursuant to a retention award, (iii) 96,531 units of equity that are subject to vesting and performance provisions granted to Mr. Moelis as incentive compensation for fiscal year 2022, (iv) 3,976,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust.
- F3
- Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.