Transaction #5995 · Form 4 · 0001104659-25-108358
CATERPILLAR INC · Exercise / conversion · Common Stock
CATERPILLAR INC · Transacted November 5, 2025 · Filed November 7, 2025
What does this filing report?
An SEC Form 4 filing for CATERPILLAR INC records an exercise / conversion involving Common Stock on November 5, 2025. The reported quantity was 20,000. The filing date is November 7, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- CATERPILLAR INC
- Company CIK
- 0000018230
- Security type
- Non-derivative
- Acquisition type
- Exercise / conversion · Code M
- Quantity acquired
- 20,000
- Reported price
- 151.12
- Reference value
- 3,022,400
- Currency
- Currency not specified
- Ownership
- Direct
- Holdings after transaction
- 100,209
- Ownership description
- Not reported
- SEC acceptance time
- Nov 7, 2025, 2:09 PM EST
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- De Lange Bob ↗
Group President
CIK 0001694342
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
The linked listing is identified separately from other current company listings.
Filing footnotes & remarks
- F1
- Includes adjustments for dividends accrued.
- F2
- This transaction was executed in multiple trades at prices ranging from $562.32 to $562.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3
- The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 5, 2018 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.