Company profile

CATERPILLAR INC insider acquisitions

Company CIK 0000018230 · Reported insider acquisitions and filing context.

Company filings at SEC ↗
CAT · NYSE

These are company listings. A transaction is linked to a particular security only when the filing provides enough information.

Company activity summary

By transaction date, as of October 23, 2026.

7 days30 days90 daysOverlapping periods · securities and currencies kept separate
30-day company acquisitions grouped by security, category, original code, and currency.
Type / codeReported securityTransactionsKnown purchase valueMissing amounts
Stock awardCode APhantom Stock UnitsDerivative · Currency not specified2Not applicable0

Known purchase value sums available amounts for non-derivative purchases only. Missing amounts are excluded. “Currency not specified” does not establish that the amounts share a currency. These summaries use all matching loaded records, while the timeline below covers only the current page.

Transaction timeline

Who reported an acquisition, and when the transaction occurred.

Reported acquisitions by transaction dateEach row is a reporting owner. Select a marker to open its transaction details. Jointly reported transactions appear for each associated reporting owner, without dividing quantities or amounts.GOOD LYNN JGOOD LYNN JMacLennan DavidMacLennan DavidCreed Joseph ECreed Joseph EKaiser JasonKaiser JasonFassino Anthony D.Fassino Anthony D.De Lange BobDe Lange BobJohnson Denise CJohnson Denise CGOOD LYNN J · September 30, 2026 · Stock award · Phantom Stock UnitsMacLennan David · September 30, 2026 · Stock award · Phantom Stock UnitsMacLennan David · December 31, 2025 · Stock award · Phantom Stock UnitsCreed Joseph E · December 26, 2025 · Stock award · Phantom Stock UnitsKaiser Jason · December 26, 2025 · Stock award · Phantom Stock UnitsKaiser Jason · November 26, 2025 · Stock award · Phantom Stock UnitsCreed Joseph E · November 26, 2025 · Stock award · Phantom Stock UnitsMacLennan David · November 25, 2025 · Other acquisition · Phantom Stock UnitsKaiser Jason · November 11, 2025 · Exercise / conversion · Common StockKaiser Jason · November 11, 2025 · Exercise / conversion · Common StockFassino Anthony D. · November 10, 2025 · Exercise / conversion · Common StockDe Lange Bob · November 5, 2025 · Exercise / conversion · Common StockMacLennan David · November 6, 2025 · Purchase · Common StockCreed Joseph E · October 24, 2025 · Stock award · Phantom Stock UnitsKaiser Jason · October 24, 2025 · Stock award · Phantom Stock UnitsJohnson Denise C · October 24, 2025 · Stock award · Phantom Stock UnitsOct 24, 2025Sep 30, 2026
PurchaseStock awardGift receivedExercise / conversionConversionOther acquisition

16 dated transactions · 7 of 7 reporting owners shown. Select one owner to focus the chart.

View timeline as a table
Transaction dateCompany / securityReporting ownersAcquisition type
Sep 30, 2026CATERPILLAR INCPhantom Stock UnitsGOOD LYNN JStock award
Sep 30, 2026CATERPILLAR INCPhantom Stock UnitsMacLennan DavidStock award
Dec 31, 2025CATERPILLAR INCPhantom Stock UnitsMacLennan DavidStock award
Dec 26, 2025CATERPILLAR INCPhantom Stock UnitsCreed Joseph EStock award
Dec 26, 2025CATERPILLAR INCPhantom Stock UnitsKaiser JasonStock award
Nov 26, 2025CATERPILLAR INCPhantom Stock UnitsKaiser JasonStock award
Nov 26, 2025CATERPILLAR INCPhantom Stock UnitsCreed Joseph EStock award
Nov 25, 2025CATERPILLAR INCPhantom Stock UnitsMacLennan DavidOther acquisition
Nov 11, 2025CATERPILLAR INCCommon StockKaiser JasonExercise / conversion
Nov 11, 2025CATERPILLAR INCCommon StockKaiser JasonExercise / conversion
Nov 10, 2025CATERPILLAR INCCommon StockFassino Anthony D.Exercise / conversion
Nov 5, 2025CATERPILLAR INCCommon StockDe Lange BobExercise / conversion
Nov 6, 2025CATERPILLAR INCCommon StockMacLennan DavidPurchase
Oct 24, 2025CATERPILLAR INCPhantom Stock UnitsCreed Joseph EStock award
Oct 24, 2025CATERPILLAR INCPhantom Stock UnitsKaiser JasonStock award
Oct 24, 2025CATERPILLAR INCPhantom Stock UnitsJohnson Denise CStock award

Only transactions on this page are shown. Date windows end on the latest transaction date in this sample. Joint filings may appear on more than one row. Sales are not included. Share-price charts use a separate data source.

Share price & reported acquisitions

Daily closing prices from a separate source. The date window above also filters prices; reporting-owner and transaction-type selections filter the markers.

Price history is not available

Market-price history is not connected yet.

CAT · Currency not specified. A marker uses that day's closing price, not the reported transaction price. No price is substituted for a missing trading day.

Reported acquisitions

Filing-date filters apply to the list and timeline. The summary above uses transaction dates.

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Reported insider acquisitions, ordered by filing date, newest first. Currency is shown only when reported.
Filed / transactedReporting ownersType / securityQuantityPrice / reference valueDetails
Trade:
GOOD LYNN JDirector
Stock awardPhantom Stock UnitsDerivative security · Code A30821.01Value: 24,630.3Currency not specifiedView ↗
Trade: Stock awardPhantom Stock UnitsDerivative security · Code A28821.01Value: 22,988.28Currency not specifiedView ↗
Trade: Stock awardPhantom Stock UnitsDerivative security · Code A30575.49Value: 17,264.7Currency not specifiedView ↗
Trade:
Creed Joseph EChief Executive Officer
Stock awardPhantom Stock UnitsDerivative security · Code A26583Value: 15,158Currency not specifiedView ↗
Trade:
Kaiser JasonGroup President
Stock awardPhantom Stock UnitsDerivative security · Code A13583Value: 7,579Currency not specifiedView ↗
Trade:
Kaiser JasonGroup President
Stock awardPhantom Stock UnitsDerivative security · Code A13573.73Value: 7,458.49Currency not specifiedView ↗
Trade:
Creed Joseph EChief Executive Officer
Stock awardPhantom Stock UnitsDerivative security · Code A26573.73Value: 14,916.98Currency not specifiedView ↗
Trade: Other acquisitionPhantom Stock UnitsDerivative security · Code J72557.34Value: 40,128.48Currency not specifiedView ↗
Trade:
Kaiser JasonGroup President
Exercise / conversionCommon StockNon-derivative security · Code M8,000196.7Value: 1,573,600Currency not specifiedView ↗
Trade:
Kaiser JasonGroup President
Exercise / conversionCommon StockNon-derivative security · Code M8,881219.76Value: 1,951,688.56Currency not specifiedView ↗
Trade:
Fassino Anthony D.Group President
Exercise / conversionCommon StockNon-derivative security · Code M12,500196.7Value: 2,458,750Currency not specifiedView ↗
Trade:
De Lange BobGroup President
Exercise / conversionCommon StockNon-derivative security · Code M20,000151.12Value: 3,022,400Currency not specifiedView ↗
Trade: PurchaseCommon StockNon-derivative security · Code P300568.86Value: 170,658Currency not specifiedView ↗
Trade:
Creed Joseph EChief Executive Officer
Stock awardPhantom Stock UnitsDerivative security · Code A29522.73Value: 15,159.17Currency not specifiedView ↗
Trade:
Kaiser JasonGroup President
Stock awardPhantom Stock UnitsDerivative security · Code A14522.73Value: 7,318.22Currency not specifiedView ↗
Trade:
Johnson Denise CGroup President
Stock awardPhantom Stock UnitsDerivative security · Code A19522.73Value: 9,931.87Currency not specifiedView ↗

Reporting owners are associated with a filing. Jointly reported amounts are not allocated to individual owners. Historical coverage is still being built. Read the methodology →